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Delaware
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83-0221517
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(State or other jurisdiction of
incorporation or organization) |
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(IRS Employer
Identification Number) |
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Large accelerated filer ☐
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Accelerated filer ☒
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| | Non-accelerated filer ☐ (Do not check if a smaller reporting company) |
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Smaller reporting company ☐
Emerging growth company ☐ |
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CALCULATION OF REGISTRATION FEE(1)
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Title of each class of securities to be registered
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Proposed maximum
offering price(1)(2) |
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Amount of
registration fee(2) |
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Common Stock(3)
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| | | | | | | | | | | | |
Preferred Stock(4)
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| | | | | | | | | | | | |
Warrants(5) | | | | | | | | | | | | | |
Debt securities(6)
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| | | | | | | | | | | | |
Total
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| | | $ | 500,000,000 | | | | | $ | 62,250(7) | | |
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| | |
Page
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| |||
| | | | 1 | | | |
| | | | 2 | | | |
| | | | 6 | | | |
| | | | 28 | | | |
| | | | 29 | | | |
Ratio of Earnings to Combined Fixed Charges and Preferred Share Dividends
|
| | | | 0 | | |
| | | | 30 | | | |
| | | | 33 | | | |
| | | | 34 | | | |
| | | | 36 | | | |
| | | | 37 | | | |
| | | | 38 | | | |
| | | | 43 | | | |
| | | | 44 | | | |
| | | | 44 | | |
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SEC Registration Fee
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| | | $ | 62,250 | | |
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Legal Fees and Expenses
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| | | $ | *** | | |
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Accounting Fees and Expenses
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| | | $ | *** | | |
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Blue Sky Fees and Expenses
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| | | $ | *** | | |
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Printing Expenses
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| | | $ | *** | | |
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Miscellaneous Fees and Expenses
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| | | $ | *** | | |
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Total:
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| | | $ | *** | | |
| 24 | | | Powers of Attorney (included on signature page) | |
| 25.1** | | | Form T-1 Statement of Eligibility of Trustee Under Indenture | |
| | | | ABEONA THERAPEUTICS INC. | |
| | | |
By:
/s/ Steven H. Rouhandeh
Steven H. Rouhandeh
Executive Chairman (Principal Executive Officer) |
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| | | |
By:
/s/ Stephen B. Thompson
Stephen B. Thompson
Sr. Vice President Finance (Principal Financial and Accounting Officer) |
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Signature
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Capacity
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Date
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/s/ Steven H. Rouhandeh
Steven H. Rouhandeh
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| | Executive Chairman and Chairman of the Board (principal executive officer) | | |
May 11, 2018
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/s/ Stephen B. Thompson
Stephen B. Thompson
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| | Sr. Vice President Finance (principal financial and accounting officer) |
| |
May 11, 2018
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F. Carsten Thiel
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| | Chief Executive Officer and Director | | |
May 11, 2018
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/s/ Mark J. Alvino
Mark J. Alvino
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| | Director | | |
May 11, 2018
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Stefano Buono
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| | Director | | |
May 11, 2018
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/s/ Stephen B. Howell
Stephen B. Howell
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| | Director | | |
May 11, 2018
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Signature
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Capacity
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Date
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Richard B. Van Duyne
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| | Director | | |
May 11, 2018
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/s/ Todd M. Wider
Todd M. Wider
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| | Director | | |
May 11, 2018
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